When Helping is Hard (Part 3): Score One For Policy

by Lisa

[Follow these links for Part 1 and Part 2 of this story]

After we left Sommai’s village it was a long and bumpy car ride back to Luang Prabang. As I braced myself against the potholes I stared at the dozens of white cotton strings swathing my wrists – remnants of the blessings that had been bestowed upon all of us earlier in the day. The national staff who had traveled out with us all had strings around their wrists too, I noticed, but not nearly as many as I did, or Mike. It seemed a fitting metaphor for the day, for our entire life here: Upon those who are already well blessed will be bestowed the lion’s share of any blessings that are going around.

“You know,” Mike said suddenly sometime around hour four, long after I’d been jostled into an dazed and aching sort of exhausted. “I think they have the policy wrong.”

“Who?” I asked. “What policy?”

“Edena and the child sponsorship team,” Mike said. “The policy about how much Sommai’s family should be paying. They told me the family was responsible for a quarter of the medical expenses, but I don’t think that’s right. I think this family falls into the extremely poor category, which I think means they should be responsible for a hundred thousand kip (about $13) and the organization should pay the rest.”

“If that’s true,” I said, “then forget about us trying to figure out ways to save the water buffalo. The most important thing you can do is to go into the office on Monday, find that policy, and make sure it’s followed.”

When Mike came home on Monday night he had good news and bad news.

The bad news was that Sommai’s family had already sold their buffalo. They’d sold it almost three months earlier when Sommai first got sick.

“But I thought Edena said they were going to sell it,” I said, confused.

Mike was well used to these sorts of misunderstandings. He just shrugged.

“English,” he said. “It’s a slippery language.”

The good news though, was very good. Mike had been right about the policy. It turned out that Sommai’s family was only responsible for $13. The organization would pay the rest of Sommai’s medical expenses.

“Yay for good policy!” I said.

Mike laughed, for he knows how ambivalent I am about some of the policies and practices of many NGOs (non-governmental organizations).

Some of the policies that I am most conflicted about have to do with financial accountability.

Donors who give to NGOs understandably wish to know that their money is not ending up in the pockets of those in power and is being put to good use in ways that help people.

This puts pressure on NGOs to be able to demonstrate exactly how donated money is being used.

Up to a certain point, I think that this pressure to be financially transparent is a good thing. It opens international NGOs up to some scrutiny of their decision-making. It gives rise to anti-corruption policies and safeguards. It forces organizations to pay attention to how much of their money is utilized in target communities in demonstrable ways.

However, donor expectations related to financial transparency and accountability have also helped create an environment where the merest hint of scandal (or even heated debate) about how an NGO has used funds can spark a significant drop in public giving – and most NGOs rely on public giving to stay in business.

This feeds into the drive to keep overhead costs as low as humanely possible (and often lower than is sensible to adequately equip and care for the staff of the organization). It can also lead the managers, auditors, and finance people of humanitarian organizations to be hyper-vigilant about the merest possibility of bad press related to corruption, theft, or the misappropriation of donor money. This, in turn, can lead NGOs to go to extreme lengths to document every detail of every expenditure – in essence spending ten dollars to account for five.

About a month after we arrived in Laos, Mike came home with a form detailing the bottles of water (each worth about fifty cents) that were given out to volunteer development workers during a meeting in a village.

Everyone from the village who received a bottle of water at this meeting had to fill in a variety of information – date, time, village, and name (twice, for some reason). Right after the space for the 2nd printed name was a space for a signature.

Here was the problem with that, though: the Lao script has no cursive. There is no such thing as a signature in Lao.

So how had some auditor, somewhere, decided to deal with this problem of missing signatures?

Thumbprint everyone who received a bottle of water.

“No!” I said, horrified, when I saw this.

“Lisa, Lisa,” Mike said, playing devil’s advocate and trying unsuccessfully not to laugh. “How else are we to make sure people are who they say they are, and that no bottles of water go missing? How else are we to explain to the donors that we are using every single cent of their money in field activities and exactly where it went?”

“How are you supposed to explain to the donors that you are spending a significant amount in staff time, paper, and ink pads, to account for 50 cent bottles of water?” I asked. “Or why you’re thumb-printing beneficiaries like criminals?”

“Yes, well,” Mike said, sighing. “Those are good questions, too. But they don’t get asked nearly as often or as loudly, you see.”

No, I am not always a fan of the policies and practices that result from that fertile tension between donor expectations and desires, and the specific needs, opportunities, and contextual realities on the ground. I do not think it serves anyone well to prioritize financial accountability at the significant expense of operational achievement.

In Sommai’s case, however, policy has helped save the day. It has taken Mike several hours of discussions and coaching to straighten out the teams’ understanding of how to apply the policies related to emergency medical care for sponsored children, but Sommai’s story has a relatively happy ending.

The family might be minus one water buffalo, but they are now also minus a significant debt to the village that they would have found virtually impossible to repay. And they are plus one Sommai.

[Next time, in Part IV of this story, Money, it’s complicated, we revisit little orphan girl]

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3 comments

morealtitude October 8, 2010 - 11:41 pm

Great, as always, and a very fair & succint summary of some of the pitfalls and perils of working for an NGO and its glorious policies (and for more, do enjoy my lengthy post on the Cynefin framework…) 😛

Lisa McKay October 11, 2010 - 11:32 am

Well now, there’s a lead in I can’t resist. Off to find the cynefin post now.

When Helping is Hard (Part 1): That sort of decision | LisaMcKayWriting May 22, 2012 - 1:54 pm

[…] time in Part II of this story, Score One For Policy, Mike and I visit Sommai in his village] Digg Diggvar dd_offset_from_content = 40;Related […]

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